Lycetts Financial Services Limited

• Principal Place of Business

  Lycetts

  Bank House

  Pilgrim Street

  Newcastle Upon Tyne

  NE1 6QF

  UNITED KINGDOM

  Phone

  +4401912321151

  Web

  https://www.lycetts.co.uk

• Complaints Contact

  Lycetts

  Bank House

  Pilgrim Street

  Newcastle Upon Tyne

  NE1 6QF

  UNITED KINGDOM

  Phone

  +4401912321151

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Ferguson

  IRN MXF02108

  • [FCA CF] Client dealing (9 Dec 2020 to 14 Apr 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 14 Apr 2023)
  • CF30 Customer (20 Jun 2018 to 8 Dec 2019)
• Nicholas David Barclay Straker

  IRN NDS00002

  • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2025)
  • SMF3 Executive Director (9 Dec 2019 to 27 Jul 2023)
  • CF1 Director (13 Sep 2019 to 8 Dec 2019)
  • Responsible for Insurance Distribution (1 Oct 2018 to 14 Feb 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF3 Chief Executive (1 Dec 2001 to 23 May 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
• Nicola Claire Flack

  IRN NXF00055

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 18 Jun 2021)
  • [FCA CF] Client dealing (9 Dec 2020 to 18 Jun 2021)
• Rebecca Smith

  IRN RXS00290

  • [FCA CF] Client dealing (9 Dec 2020 to 20 Jul 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 20 Jul 2022)
• Richard Skingle

  IRN RXS03043

  • SMF3 Executive Director (since 17 Oct 2024)
• Samuel Douglas Pierre Moore

  IRN SDM01094

  • [FCA CF] Client dealing (9 Dec 2020 to 5 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 5 Nov 2025)
  • CF30 Customer (14 Mar 2013 to 8 Dec 2019)
• Sara Jane Metcalfe-Jones

  IRN SXM00439

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 16 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2020 to 16 Jun 2022)
• Sheelagh Steele

  IRN SXS00008

  • CF2 Non Executive Director (1 Dec 2001 to 27 Apr 2015)
• Simon Leslie Arundel

  IRN SLA01056

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Apr 2021)
  • CF11 Money Laundering Reporting (25 Jan 2018 to 8 Dec 2019)
• Simon Richard Landale

  IRN SRL01060

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2020 to 31 Aug 2022)
  • SMF3 Executive Director (9 Dec 2019 to 18 May 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 18 May 2022)
  • Responsible for Insurance Distribution (30 Jul 2019 to 18 May 2022)
  • CF3 Chief Executive (30 Jul 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (20 Aug 2014 to 15 Jan 2018)
  • CF10 Compliance Oversight (20 Aug 2014 to 8 Dec 2019)
  • CF1 Director (21 Nov 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (4 Jun 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (5 Sep 2002 to 4 Jun 2003)

No changes recorded yet.