Simon Richard Landale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 21 Nov 2022)
    • [FCA CF] Client dealing (since 21 Nov 2022)
    • CF30 Customer (since 19 Oct 2022)
    • CF1 Director (AR) (since 19 Oct 2022)
  • Hedgehope Limited

    FRN 985184

    • (6)Employed By (since 19 Oct 2022)
  • Lycetts Financial Services Limited (no longer approved here)

    FRN 121418

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2020 to 31 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 18 May 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 18 May 2022)
    • CF3 Chief Executive (30 Jul 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (30 Jul 2019 to 18 May 2022)
    • CF10 Compliance Oversight (20 Aug 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 Aug 2014 to 15 Jan 2018)
    • CF1 Director (21 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Sep 2002 to 4 Jun 2003)
  • LYCETT, BROWNE-SWINBURNE & DOUGLASS LIMITED (no longer approved here)

    FRN 310623

    • SMF3 Executive Director (9 Dec 2019 to 18 May 2022)
    • CF1 Director (21 Nov 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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