Samuel Douglas Pierre Moore

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 25 Nov 2025)
    • Appointed representative dealing with clients for which they require qualification (since 25 Nov 2025)
    • CF30 Customer (since 30 Sep 2025)
  • Hedgehope Limited

    FRN 985184

    • (4)Employed By (since 30 Sep 2025)
  • Lycetts Financial Services Limited (no longer approved here)

    FRN 121418

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 5 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2020 to 5 Nov 2025)
    • CF30 Customer (14 Mar 2013 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (28 Aug 2012 to 3 Jun 2013)
  • HFS Consultants Limited (no longer approved here)

    FRN 476072

    • Employed By (28 Aug 2012 to 3 Jun 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (18 Nov 2009 to 8 Sep 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (23 Sep 2005 to 17 Sep 2007)
    • CF22 Investment Adviser (Trainee) (10 Sep 2003 to 23 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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