Nicholas David Barclay Straker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hunt Staff Benefit Society

    FRN 139626

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Mar 2023)
    • SMF16 Compliance Oversight (since 15 Mar 2023)
  • Lycetts Financial Services Limited (no longer approved here)

    FRN 121418

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2025)
    • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 27 Jul 2023)
    • CF1 Director (13 Sep 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Feb 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
    • CF3 Chief Executive (1 Dec 2001 to 23 May 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • LYCETT, BROWNE-SWINBURNE & DOUGLASS LIMITED (no longer approved here)

    FRN 310623

    • CF1 Director (14 Jan 2005 to 31 Dec 2016)

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Updates to this individual's record on the FCA register.

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