Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 21 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 3 May 2022)
    • [FCA CF] Client dealing (since 3 May 2022)
  • Lycetts Financial Services Limited (no longer approved here)

    FRN 121418

    • [FCA CF] Client dealing (9 Dec 2020 to 2 May 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 2 May 2022)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
    • CF30 Customer (1 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.