Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Money Penny Wealth Management Limited
FRN 964654
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF3 Executive Director (since 21 Sep 2022)
- [FCA CF] Functions requiring qualifications (since 3 May 2022)
- [FCA CF] Client dealing (since 3 May 2022)
-
- [FCA CF] Client dealing (9 Dec 2020 to 2 May 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 2 May 2022)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- CF30 Customer (1 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.