Money Penny Wealth Management Limited

Date authorised
1 March 2022
Companies House
13703711
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Riverside Studios
    Amethyst Road
    Newcastle Business Park
    Newcastle upon Tyne
    Tyne and Wear
    NE4 7YL
    UNITED KINGDOM
    Phone
    +4401918239140
    Web
    https://www.mpwealth.co.uk

  • Complaints Contact

    18 Riverside Studios
    Amethyst Road
    Newcastle Business Park
    Newcastle upon Tyne
    Tyne and Wear
    NE4 7YL
    UNITED KINGDOM
    Phone
    +4407759129717

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gail Makepeace

    IRN GXM01783

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 21 Sep 2022)
    • [FCA CF] Client dealing (since 3 May 2022)
    • [FCA CF] Functions requiring qualifications (since 3 May 2022)
  • Ian Lee

    IRN IGL01019

    • [FCA CF] Functions requiring qualifications (1 Mar 2022 to 5 Aug 2024)
    • SMF3 Executive Director (1 Mar 2022 to 21 Oct 2024)
    • [FCA CF] Client dealing (1 Mar 2022 to 5 Aug 2024)
  • Richard Blackett

    IRN RAB00032

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Dec 2023)
    • [FCA CF] Functions requiring qualifications (since 18 Dec 2023)
  • Suzanne Louise Tait

    IRN SLT01058

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Mar 2024)
    • [FCA CF] Client dealing (since 4 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Mar 2022)
    • Responsible for Insurance Distribution (since 1 Mar 2022)
    • SMF16 Compliance Oversight (since 1 Mar 2022)
    • SMF3 Executive Director (since 1 Mar 2022)

Recent activity

Updates to this firm's record on the FCA register.

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