Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 25 Apr 2025)
    • CF30 Customer (since 24 Apr 2025)
    • (5)Employed By (since 24 Apr 2025)
  • Lycetts Financial Services Limited (no longer approved here)

    FRN 121418

    • Responsible for Insurance Distribution (12 Sep 2022 to 27 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 31 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 27 Jul 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ecclesiastical Financial Advisory Services Limited (no longer approved here)

    FRN 126123

    • SMF9 Chair of the Governing Body (20 Apr 2020 to 24 Jun 2022)
  • LYCETT, BROWNE-SWINBURNE & DOUGLASS LIMITED (no longer approved here)

    FRN 310623

    • SMF3 Executive Director (9 Dec 2019 to 27 Jul 2023)
    • CF8 Apportionment and Oversight (1 May 2007 to 31 Mar 2009)
    • CF3 Chief Executive (1 May 2007 to 14 Dec 2017)
    • Responsible for Insurance Mediation (1 May 2007 to 16 Jul 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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