Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 9A. Advising on P2P agreements
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 13 May 2020)
- CF30 Customer (since 27 Apr 2020)
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NKT Financial Solutions Limited
FRN 464945
- (5)Employed By (since 27 Apr 2020)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Apr 2020)
- CF30 Customer (1 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (13 Feb 2013 to 6 Nov 2015)
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- Employed By (13 Feb 2013 to 6 Nov 2015)
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- CF30 Customer (1 Nov 2007 to 23 Dec 2010)
- CF22 Investment Adviser (Trainee) (8 Aug 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (19 Mar 2002 to 11 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.