Gary James Brooks

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Insight Financial Associates Limited

    FRN 458421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2025)
    • [FCA CF] Client dealing (since 14 Jul 2025)
  • MARTIN-REDMAN (UK) LTD (no longer approved here)

    FRN 769483

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2020)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • Absolute Sense Independent Financial Advisers Limited (no longer approved here)

    FRN 828966

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
  • Blue Arrow Financial Services Ltd (no longer approved here)

    FRN 220082

    • Employed By (29 Aug 2012 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 1 Mar 2016)
    • CF21 Investment Adviser (18 Dec 2006 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (18 Dec 2006 to 31 Jan 2007)
  • Edgar Brooks & Co (no longer approved here)

    FRN 461118

    • Employed By (2 May 2007 to 1 Mar 2016)
  • Edgar Brooks & Co (no longer approved here)

    FRN 188307

    • Employed By (18 Dec 2006 to 18 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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