MARKS AND SPENCER FINANCIAL SERVICES PLC

Date authorised
1 May 2003
Companies House
01772585
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Kings Meadow
    Chester Business Park
    Chester
    Cheshire
    CH99 9FB
    UNITED KINGDOM
    Phone
    +443459000900
  • Complaints Contact

    M & S Bank
    PO Box 325
    Wymondham
    Wymondham
    NR18 8GW
    UNITED KINGDOM
    Phone
    +443459000900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Consumer Loans

  • Loan Servicing

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca Lucy Brown

    IRN RLB01118

    • [FCA CF] Functions requiring qualifications (20 Jan 2022 to 3 Apr 2023)
  • Richard Gray

    IRN RXG31448

    • [FCA CF] Manager of certification employee (16 Oct 2020 to 4 Feb 2021)
    • [PRA CF] Managing a material risk taker (14 Oct 2020 to 11 Feb 2021)
  • Richard Ian Waugh

    IRN RIW01014

    • CF1 Director (28 Jul 2005 to 10 Dec 2007)
    • CF17 Significant Mgt (Other Business Operations) (3 Sep 2002 to 28 Jul 2005)
  • Robert Cholmondeley

    IRN RXC01376

    • CF10 Compliance Oversight (23 May 2005 to 1 Jun 2008)
  • Robert Franklin Hoyt

    IRN RFH01060

    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [FCA CF] Manager of certification employee (since 10 Feb 2021)
  • Robert Pugsley

    IRN RXP31558

    • [FCA CF] Manager of certification employee (since 19 Jan 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2020)
    • [FCA CF] Significant management (since 15 Oct 2020)
  • Robert William Chaigneau Colvill

    IRN RWC01062

    • CF2 Non Executive Director (1 Dec 2001 to 31 Aug 2002)
  • Robert William Werner

    IRN RWW01089

    • CF11 Money Laundering Reporting (11 Dec 2012 to 6 Mar 2016)
  • Roger Anthony Holmes

    IRN RAH01190

    • CF2 Non Executive Director (3 Oct 2003 to 31 May 2004)
  • Roger Keith McGregor

    IRN RKM01036

    • CF28 Systems and controls (1 Nov 2007 to 25 Sep 2008)
    • CF13 Finance (17 Jul 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Moto Plc (no longer appointed)

    FRN 490586 · Appointed 23 Oct 2008 · Until 14 Apr 2009

  • Marks and Spencer P.L.C (no longer appointed)

    FRN 151426 · Appointed 17 Jun 1926 · Until 28 May 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.