MARKS AND SPENCER FINANCIAL SERVICES PLC
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Kings MeadowChester Business ParkChesterCheshireCH99 9FBUNITED KINGDOM- Phone
- +443459000900
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Complaints Contact
M & S BankPO Box 325WymondhamWymondhamNR18 8GWUNITED KINGDOM- Phone
- +443459000900
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For All, Deposit
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Consumer Loans
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Loan Servicing
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rebecca Lucy Brown
IRN RLB01118
- [FCA CF] Functions requiring qualifications (20 Jan 2022 to 3 Apr 2023)
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Richard Gray
IRN RXG31448
- [FCA CF] Manager of certification employee (16 Oct 2020 to 4 Feb 2021)
- [PRA CF] Managing a material risk taker (14 Oct 2020 to 11 Feb 2021)
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Richard Ian Waugh
IRN RIW01014
- CF1 Director (28 Jul 2005 to 10 Dec 2007)
- CF17 Significant Mgt (Other Business Operations) (3 Sep 2002 to 28 Jul 2005)
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Robert Cholmondeley
IRN RXC01376
- CF10 Compliance Oversight (23 May 2005 to 1 Jun 2008)
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Robert Franklin Hoyt
IRN RFH01060
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [FCA CF] Manager of certification employee (since 10 Feb 2021)
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Robert Pugsley
IRN RXP31558
- [FCA CF] Manager of certification employee (since 19 Jan 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2020)
- [FCA CF] Significant management (since 15 Oct 2020)
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Robert William Chaigneau Colvill
IRN RWC01062
- CF2 Non Executive Director (1 Dec 2001 to 31 Aug 2002)
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Robert William Werner
IRN RWW01089
- CF11 Money Laundering Reporting (11 Dec 2012 to 6 Mar 2016)
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Roger Anthony Holmes
IRN RAH01190
- CF2 Non Executive Director (3 Oct 2003 to 31 May 2004)
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Roger Keith McGregor
IRN RKM01036
- CF28 Systems and controls (1 Nov 2007 to 25 Sep 2008)
- CF13 Finance (17 Jul 2006 to 31 Oct 2007)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Marks and Spencer P.L.C (no longer appointed)
FRN 151426 · Appointed 17 Jun 1926 · Until 28 May 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.