Richard Gray

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (12 Jan 2021 to 31 Jul 2021)
    • [FCA CF] Manager of certification employee (26 Jul 2019 to 4 Feb 2021)
    • [PRA CF] Managing a material risk taker (1 Jul 2018 to 24 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 24 Jan 2019)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (16 Oct 2020 to 4 Feb 2021)
    • [PRA CF] Managing a material risk taker (16 Oct 2020 to 11 Feb 2021)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [PRA CF] Managing a material risk taker (16 Oct 2020 to 11 Feb 2021)
    • [FCA CF] Manager of certification employee (16 Oct 2020 to 4 Feb 2021)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [FCA CF] Manager of certification employee (16 Oct 2020 to 4 Feb 2021)
    • [PRA CF] Managing a material risk taker (14 Oct 2020 to 11 Feb 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Aug 2020 to 11 Feb 2021)
    • [FCA CF] Manager of certification employee (26 Jul 2019 to 4 Feb 2021)
    • [FCA CF] Significant management (26 Jul 2019 to 6 Aug 2019)
    • [PRA CF] Significant risk taker or Material risk taker (6 Feb 2017 to 24 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

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