Robert William Werner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Bank Plc (no longer approved here)
FRN 114216
- SMF7 Group Entity Senior Manager (19 May 2016 to 5 Dec 2016)
- CF11 Money Laundering Reporting (11 Dec 2012 to 6 Mar 2016)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF11 Money Laundering Reporting (11 Dec 2012 to 4 Mar 2016)
CHESNARA LIFE (UK) LIMITED (no longer approved here)
FRN 133435
- CF11 Money Laundering Reporting (11 Dec 2012 to 6 Mar 2016)
Marks and Spencer Unit Trust Management Limited (no longer approved here)
FRN 141662
- CF11 Money Laundering Reporting (11 Dec 2012 to 3 Mar 2016)
MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)
FRN 151427
- CF11 Money Laundering Reporting (11 Dec 2012 to 6 Mar 2016)
HSBC Alternative Investments Limited (no longer approved here)
FRN 170423
- CF11 Money Laundering Reporting (11 Dec 2012 to 4 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.