Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Significant management (since 1 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2021)
    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [FCA CF] Manager of certification employee (since 10 Feb 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2021)
    • [FCA CF] Significant management (since 1 Oct 2021)
    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [FCA CF] Manager of certification employee (since 10 Feb 2021)
    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [FCA CF] Manager of certification employee (since 10 Feb 2021)
    • [PRA CF] Managing a material risk taker (since 16 Sep 2021)
    • [FCA CF] Manager of certification employee (since 10 Feb 2021)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (11 Feb 2022 to 11 Aug 2022)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 19 Aug 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2021 to 11 Aug 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

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