Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 1 Oct 2021)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2021)
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [FCA CF] Manager of certification employee (since 10 Feb 2021)
-
HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2021)
- [FCA CF] Significant management (since 1 Oct 2021)
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [FCA CF] Manager of certification employee (since 10 Feb 2021)
-
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [FCA CF] Manager of certification employee (since 10 Feb 2021)
-
MARKS AND SPENCER FINANCIAL SERVICES PLC
FRN 151427
- [PRA CF] Managing a material risk taker (since 16 Sep 2021)
- [FCA CF] Manager of certification employee (since 10 Feb 2021)
-
- [FCA CF] Manager of certification employee (11 Feb 2022 to 11 Aug 2022)
-
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 19 Aug 2022)
- [FCA CF] Manager of certification employee (10 Feb 2021 to 11 Aug 2022)
-
- [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Dec 2020)
- [FCA CF] Significant management (7 Mar 2016 to 31 Dec 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.