Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MARKS AND SPENCER FINANCIAL SERVICES PLC
FRN 151427
- [FCA CF] Manager of certification employee (since 19 Jan 2026)
- [FCA CF] Significant management (since 15 Oct 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 15 Oct 2020)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Managing a material risk taker (since 13 Oct 2023)
- [FCA CF] Manager of certification employee (since 11 Aug 2020)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2018)
- [FCA CF] Significant management (since 1 Jul 2018)
- [PRA CF] Managing a material risk taker (14 Aug 2020 to 14 Jun 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Jan 2020)
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- [FCA CF] Material risk taker (since 15 Oct 2020)
- [FCA CF] Significant management (since 15 Oct 2020)
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 3 Jul 2018)
- [FCA CF] Significant management (since 5 Jun 2018)
- [PRA CF] Managing a material risk taker (14 Aug 2020 to 14 Jun 2023)
- [FCA CF] Manager of certification employee (11 Aug 2020 to 21 Feb 2025)
- [PRA CF] Significant risk taker or Material risk taker (19 Oct 2016 to 1 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
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