Manulife Investment Management (Europe) Limited

• Principal Place of Business

  Manulife Investment Management (Europe) Limited

  One London Wall

  London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +442072012484

  Web

  https://www.manulifeim.com/institutional/uk/en

• Complaints Contact

  Manulife Investment Management (Europe) Limited

  One London Wall

  London

  City Of London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +442072012484

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Christos Tsaravas

  IRN CXT01656

  • SMF3 Executive Director (since 1 Apr 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Jun 2018 to 8 Dec 2019)
• Claude Andre Chene

  IRN CAC01073

  • CF1 Director (26 Nov 2015 to 2 May 2018)
  • CF30 Customer (27 Jul 2015 to 2 May 2018)
• Colin Andrew Purdie

  IRN CAP01106

  • SMF3 Executive Director (since 25 Mar 2025)
  • SMF1 Chief Executive (since 25 Mar 2025)
  • [FCA CF] Material risk taker (since 29 Dec 2023)
  • [FCA CF] Client dealing (since 29 Dec 2023)
• Colin Fitzgerald

  IRN CXF01379

  • [FCA CF] Client dealing (6 Dec 2023 to 29 Nov 2024)
  • SMF3 Executive Director (15 Nov 2023 to 29 Nov 2024)
  • SMF1 Chief Executive (15 Nov 2023 to 29 Nov 2024)
• Daniel Jonathan Sharpe

  IRN DXS00930

  • SMF17 Money Laundering Reporting Officer (MLRO) (2 Jan 2024 to 15 Sep 2025)
  • SMF16 Compliance Oversight (2 Jan 2024 to 15 Sep 2025)
• David Frederick Hussey

  IRN DFH01032

  • CF30 Customer (1 Nov 2007 to 1 Feb 2019)
  • CF27 Investment Management (18 May 2007 to 31 Oct 2007)
• David James Rule

  IRN DJR01239

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Mar 2024)
  • CF30 Customer (23 Aug 2017 to 8 Dec 2019)
• David John Dugdale

  IRN DJD01138

  • [FCA CF] Client dealing (since 1 Mar 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (8 Jan 2007 to 31 Oct 2007)
  • CF26 Customer Trading (25 Jun 2003 to 31 Oct 2007)
• David John Miller

  IRN DJM01335

  • CF13 Finance (9 Sep 2003 to 30 Sep 2004)
  • CF1 Director (9 Sep 2003 to 23 Jul 2004)
  • CF11 Money Laundering Reporting (9 Sep 2003 to 23 Jul 2004)
  • CF10 Compliance Oversight (9 Sep 2003 to 23 Jul 2004)
• David Kiew Chye Chia

  IRN DKC01020

  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Aug 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Aug 2003)

No changes recorded yet.