Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Manulife Investment Management (Europe) Limited (no longer approved here)

    FRN 165328

    • CF1 Director (26 Nov 2015 to 2 May 2018)
    • CF30 Customer (27 Jul 2015 to 2 May 2018)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF3 Chief Executive (30 Jun 2009 to 13 Jul 2011)
    • CF30 Customer (1 Nov 2007 to 13 Jul 2011)
    • CF1 Director (30 Nov 2005 to 13 Jul 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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