Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 25 Mar 2025)
    • SMF3 Executive Director (since 25 Mar 2025)
    • [FCA CF] Client dealing (since 29 Dec 2023)
    • [FCA CF] Material risk taker (since 29 Dec 2023)
  • CQS (UK) LLP

    FRN 400496

    • SMF27 Partner (since 17 Sep 2024)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • SMF3 Executive Director (3 Nov 2021 to 6 Jun 2023)
    • [FCA CF] Client dealing (14 Sep 2021 to 6 Jun 2023)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 3 Nov 2021)
    • CF29 Significant management (11 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (25 Oct 2010 to 8 Dec 2019)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Jun 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jun 2023)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF30 Customer (13 Mar 2008 to 19 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

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