David John Miller

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Asset Value Investors Limited (no longer approved here)

    FRN 119270

    • CF28 Systems and controls (1 Nov 2007 to 19 Jan 2010)
    • CF1 Director (5 Nov 2003 to 7 Apr 2011)
    • CF10 Compliance Oversight (5 Nov 2003 to 7 Apr 2011)
    • CF11 Money Laundering Reporting (5 Nov 2003 to 7 Apr 2011)
    • CF13 Finance (5 Nov 2003 to 31 Oct 2007)
  • Autonomy Capital Research LLP (no longer approved here)

    FRN 224359

    • CF4 Partner (13 Oct 2003 to 5 Jan 2004)
  • Manulife Investment Management (Europe) Limited (no longer approved here)

    FRN 165328

    • CF10 Compliance Oversight (9 Sep 2003 to 23 Jul 2004)
    • CF11 Money Laundering Reporting (9 Sep 2003 to 23 Jul 2004)
    • CF13 Finance (9 Sep 2003 to 30 Sep 2004)
    • CF1 Director (9 Sep 2003 to 23 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.