Autonomy Capital Research LLP

Date authorised
1 April 2013
Companies House
OC303616
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Appold Street
    6th Floor
    London
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +4402075920387
    Web
    https://autonomycapital.com

  • Complaints Contact

    9 Appold Street
    London
    London
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +4407797743000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Autonomy Service Company Limited

    IRN XXR01006

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (13 Oct 2003 to 8 Dec 2019)
  • Alison Jane Edwards

    IRN AJE01059

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Aug 2023)
    • CF11 Money Laundering Reporting (12 May 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (6 Jan 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Jan 2004 to 31 Oct 2007)
  • Amit Sharma

    IRN AXS02430

    • CF30 Customer (13 Feb 2012 to 22 Jun 2012)
  • Andrew Stewart McDougall

    IRN ASM01092

    • CF30 Customer (21 Apr 2016 to 31 May 2016)
  • Ashley James Dodd-Noble

    IRN AJD01166

    • [FCA CF] Client dealing (31 Mar 2021 to 31 Mar 2023)
    • CF30 Customer (16 Aug 2019 to 8 Dec 2019)
  • Blair Shaw

    IRN BXS01523

    • CF30 Customer (10 Jun 2008 to 21 Aug 2009)
  • Christopher John Ward

    IRN CJW01201

    • CF4 Partner (19 Jan 2004 to 31 Aug 2009)
  • Christopher Michael Wilder

    IRN CMW01132

    • CF30 Customer (10 Jun 2008 to 1 Jun 2010)
  • Darren McCue

    IRN DXM00635

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Mar 2022 to 19 Jul 2022)
    • SMF16 Compliance Oversight (28 Mar 2022 to 19 Jul 2022)
  • David James Gerszewski

    IRN DXG01269

    • CF30 Customer (1 Nov 2007 to 1 Apr 2009)
    • CF4 Partner (6 Feb 2007 to 31 May 2009)
    • CF27 Investment Management (18 Feb 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Feb 2004 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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