Autonomy Capital Research LLP

Date authorised
1 April 2013
Companies House
OC303616
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Appold Street
    6th Floor
    London
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +4402075920387
    Web
    https://autonomycapital.com

  • Complaints Contact

    9 Appold Street
    London
    London
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +4407797743000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David John Miller

    IRN DJM01335

    • CF4 Partner (13 Oct 2003 to 5 Jan 2004)
  • Farid Bassiri

    IRN FGB01004

    • CF30 Customer (1 Nov 2007 to 31 Mar 2013)
    • CF27 Investment Management (28 Sep 2005 to 31 Oct 2007)
  • Georgina Holden

    IRN GXH01514

    • CF30 Customer (1 Nov 2007 to 10 Jun 2010)
    • CF26 Customer Trading (6 Jul 2007 to 31 Oct 2007)
  • Hakan Kalkan

    IRN HXK01177

    • CF30 Customer (1 Nov 2007 to 31 Aug 2011)
    • CF26 Customer Trading (14 Mar 2007 to 31 Oct 2007)
  • Hannah Crissey-Barton

    IRN HXC01205

    • CF30 Customer (19 Aug 2008 to 12 Mar 2010)
  • James Francis Ryan

    IRN JFR01046

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jun 2023 to 30 Apr 2025)
    • SMF16 Compliance Oversight (24 Mar 2023 to 30 Apr 2025)
  • John Legge

    IRN JXL01826

    • CF10 Compliance Oversight (1 May 2011 to 16 Jul 2012)
  • Joseph Patrick Rooney

    IRN JPR01059

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF4 Partner (9 Feb 2005 to 31 Dec 2012)
    • CF27 Investment Management (10 Nov 2003 to 31 Oct 2007)
  • Joy-Isabelle Besse

    IRN JXB01716

    • CF11 Money Laundering Reporting (13 Oct 2003 to 5 Jan 2004)
    • CF4 Partner (13 Oct 2003 to 5 Jan 2004)
    • CF10 Compliance Oversight (13 Oct 2003 to 5 Jan 2004)
  • Kaifeng Chen

    IRN KXC01357

    • CF30 Customer (22 Jun 2012 to 24 Mar 2015)
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Recent activity

Updates to this firm's record on the FCA register.

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