Date authorised
1 April 2013
Companies House
OC303616
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Appold Street
    6th Floor
    London
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +4402075920387
  • Complaints Contact

    9 Appold Street
    London
    London
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +4407797743000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kasper Christoffersen

    IRN KEC01015

    • CF3 Chief Executive (7 Jan 2009 to 30 Nov 2009)
    • CF30 Customer (6 Mar 2008 to 30 Nov 2009)
  • Kelly De Gouveia

    IRN KXD01530

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Nov 2021)
    • CF10 Compliance Oversight (23 Sep 2016 to 8 Dec 2019)
  • Kevin Raymond Overton

    IRN KRO01005

    • [FCA CF] Client dealing (since 12 Nov 2025)
  • Mehmet Vedat Zeren

    IRN MVZ01000

    • CF30 Customer (24 Jul 2019 to 8 Dec 2019)
  • Omar Soomro

    IRN OXS01096

    • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
  • Paul Le Bihan

    IRN PXL01554

    • CF10 Compliance Oversight (26 Jul 2012 to 8 Jul 2016)
  • Peter Antony Bowden

    IRN PAB01245

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2011)
    • CF4 Partner (6 Feb 2007 to 30 Apr 2011)
    • CF13 Finance (20 May 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (20 May 2005 to 30 Apr 2011)
    • CF10 Compliance Oversight (20 May 2005 to 30 Apr 2011)
  • Peter Ray Harris

    IRN PRH01153

    • CF30 Customer (30 Oct 2008 to 1 Apr 2009)
  • Ramana Ramaswamy

    IRN RXR01308

    • CF30 Customer (1 Nov 2007 to 5 Aug 2011)
    • CF27 Investment Management (21 Oct 2005 to 31 Oct 2007)
  • Richard Gaston Max Lange

    IRN RGL01058

    • CF30 Customer (26 Aug 2008 to 6 Jul 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.