Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (17 Oct 2017 to 4 Oct 2019)
    • [FCA CF] Client dealing (18 Sep 2017 to 29 Jul 2019)
    • [FCA CF] Algorithmic trading (18 Sep 2017 to 29 Jul 2019)
    • [PRA CF] Significant risk taker or Material risk taker (18 Sep 2017 to 21 Sep 2020)
    • [FCA CF] Material risk taker (18 Sep 2017 to 21 Sep 2020)
  • Autonomy Capital Research LLP (no longer approved here)

    FRN 224359

    • CF3 Chief Executive (7 Jan 2009 to 30 Nov 2009)
    • CF30 Customer (6 Mar 2008 to 30 Nov 2009)

Recent activity

Updates to this individual's record on the FCA register.

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