Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (17 Oct 2017 to 4 Oct 2019)
- [FCA CF] Client dealing (18 Sep 2017 to 29 Jul 2019)
- [FCA CF] Algorithmic trading (18 Sep 2017 to 29 Jul 2019)
- [PRA CF] Significant risk taker or Material risk taker (18 Sep 2017 to 21 Sep 2020)
- [FCA CF] Material risk taker (18 Sep 2017 to 21 Sep 2020)
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- CF3 Chief Executive (7 Jan 2009 to 30 Nov 2009)
- CF30 Customer (6 Mar 2008 to 30 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.