Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 23 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Feb 2024)
  • COMAC Capital LLP (no longer approved here)

    FRN 794872

    • CF4 Partner (1 Jun 2018 to 25 Sep 2019)
    • CF10 Compliance Oversight (1 Jun 2018 to 25 Sep 2019)
    • CF11 Money Laundering Reporting (1 Jun 2018 to 25 Sep 2019)
  • Venn Partners LLP (no longer approved here)

    FRN 510151

    • CF4 Partner (27 Mar 2014 to 31 Mar 2015)
    • CF10 Compliance Oversight (27 Mar 2014 to 31 Mar 2015)
    • CF11 Money Laundering Reporting (27 Mar 2014 to 31 Mar 2015)
  • Autonomy Capital Research LLP (no longer approved here)

    FRN 224359

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2011)
    • CF4 Partner (6 Feb 2007 to 30 Apr 2011)
    • CF10 Compliance Oversight (20 May 2005 to 30 Apr 2011)
    • CF11 Money Laundering Reporting (20 May 2005 to 30 Apr 2011)
    • CF13 Finance (20 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.