Date authorised
1 April 2013
Companies House
OC303616
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Appold Street
    6th Floor
    London
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +4402075920387
  • Complaints Contact

    9 Appold Street
    London
    London
    EC2A 2AP
    UNITED KINGDOM
    Phone
    +4407797743000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Michael Boleat

    IRN RXB01150

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Feb 2026)
    • SMF16 Compliance Oversight (since 19 Feb 2026)
  • Rishi Seth

    IRN RXS02498

    • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
  • Robert Charles Gibbins

    IRN RCG01044

    • [FCA CF] Client dealing (since 1 Sep 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (13 Oct 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (13 Oct 2003 to 31 Oct 2007)
    • CF27 Investment Management (13 Oct 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (13 Oct 2003 to 31 Oct 2007)
    • CF3 Chief Executive (13 Oct 2003 to 8 Dec 2008)
  • Robert Dodge

    IRN RXD01442

    • CF30 Customer (1 Nov 2007 to 28 Apr 2009)
    • CF26 Customer Trading (16 Apr 2007 to 31 Oct 2007)
  • Robert MacQuiston Beange

    IRN RMB01109

    • CF30 Customer (25 Jan 2012 to 1 Aug 2013)
  • Roper Bryce Strype

    IRN RBS01037

    • CF30 Customer (31 Oct 2008 to 1 Apr 2009)
  • Simon John Nally

    IRN SJN01102

    • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • CF26 Customer Trading (15 May 2007 to 31 Oct 2007)
  • Stephen Mark Jennions

    IRN SMJ01047

    • CF27 Investment Management (29 Sep 2005 to 28 Sep 2006)
    • CF4 Partner (29 Sep 2005 to 25 Sep 2006)
  • Valerie Margaret Lowe

    IRN VML01007

    • CF13 Finance (13 Oct 2003 to 5 Jan 2004)
  • Victor Scott Bihl

    IRN VSB01003

    • CF4 Partner (5 Jan 2004 to 26 Jan 2005)
    • CF10 Compliance Oversight (5 Jan 2004 to 26 Jan 2005)
    • CF11 Money Laundering Reporting (5 Jan 2004 to 26 Jan 2005)
    • CF13 Finance (5 Jan 2004 to 26 Jan 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.