Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UWC Endowment Management Limited (no longer approved here)

    FRN 984693

    • Director of firm who is not a certification employee or a SMF manager (21 Nov 2023 to 18 Feb 2026)
  • Autonomy Capital Research LLP (no longer approved here)

    FRN 224359

    • CF10 Compliance Oversight (13 Oct 2003 to 5 Jan 2004)
    • CF11 Money Laundering Reporting (13 Oct 2003 to 5 Jan 2004)
    • CF4 Partner (13 Oct 2003 to 5 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.