UWC Endowment Management Limited

• Principal Place of Business

  Third Floor

  55 New Oxford Street

  London

  WC1A 1BS

  UNITED KINGDOM

  Phone

  +4402072697800

• Complaints Contact

  Third Floor

  55 New Oxford Street

  London

  WC1A 1BS

  UNITED KINGDOM

  Phone

  +4407867971731

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hendrik Adriaan De Mol Van Otterloo

  IRN HAD01006

  • [FCA CF] Material risk taker (since 6 Sep 2023)
  • [FCA CF] Client dealing (since 6 Sep 2023)
  • [FCA CF] Manager of certification employee (since 19 Jul 2023)
  • SMF3 Executive Director (since 19 Jul 2023)
• Joanne Louise Francis

  IRN JLF01054

  • [FCA CF] Client dealing (since 6 Sep 2023)
  • SMF16 Compliance Oversight (since 19 Jul 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2023)
• Joy-Isabelle Besse

  IRN JXB01716

  • Director of firm who is not a certification employee or a SMF manager (21 Nov 2023 to 18 Feb 2026)
• Mary Teresa Stannard

  IRN MXS01126

  • [FCA CF] Material risk taker (since 6 Sep 2023)
  • [FCA CF] Manager of certification employee (since 6 Sep 2023)
  • SMF3 Executive Director (since 19 Jul 2023)
• Stephan Wilcke

  IRN SXW01598

  • Director of firm who is not a certification employee or a SMF manager (21 Nov 2023 to 18 Feb 2026)
• Taina Slendebroek

  IRN TXS03929

  • [FCA CF] Client dealing (since 19 Jul 2023)

No changes recorded yet.