Hendrik Adriaan De Mol Van Otterloo

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UWC Endowment Management Limited
FRN 984693
- [FCA CF] Client dealing (since 6 Sep 2023)
- [FCA CF] Material risk taker (since 6 Sep 2023)
- SMF3 Executive Director (since 19 Jul 2023)
- [FCA CF] Manager of certification employee (since 19 Jul 2023)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2005)
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF27 Investment Management (1 Dec 2001 to 31 Dec 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.