Kaifeng Chen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Symmetry Investments UK LLP
FRN 610478
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Dec 2022)
- CF30 Customer (11 Sep 2019 to 8 Dec 2019)
Caxton Associates LLP (no longer approved here)
FRN 504390
- CF30 Customer (4 Apr 2016 to 13 Jun 2019)
Autonomy Capital Research LLP (no longer approved here)
FRN 224359
- CF30 Customer (22 Jun 2012 to 24 Mar 2015)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (12 Nov 2010 to 21 May 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.