Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Autonomy Capital Research LLP
FRN 224359
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Aug 2023)
- CF11 Money Laundering Reporting (12 May 2011 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (6 Jan 2004 to 31 Oct 2007)
- CF4 Partner (6 Jan 2004 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.