Amit Sharma

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ExodusPoint Capital Management UK, LLP (no longer approved here)
FRN 828549
- [FCA CF] Client dealing (16 Apr 2024 to 17 Dec 2025)
DRW GLOBAL MARKETS LTD (no longer approved here)
FRN 746273
- [FCA CF] Proprietary trader (8 Feb 2021 to 23 Dec 2021)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- [FCA CF] Client dealing (23 Mar 2020 to 21 Oct 2020)
Admacro Ltd (no longer approved here)
FRN 752869
- Employed By (28 Aug 2019 to 13 Dec 2019)
MAKOR SECURITIES LONDON LTD (no longer approved here)
FRN 625054
- CF30 Customer (12 Jul 2019 to 13 Dec 2019)
Westpac Banking Corporation (no longer approved here)
FRN 124586
- [FCA CF] Client dealing (20 Mar 2018 to 10 Jun 2019)
Autonomy Capital Research LLP (no longer approved here)
FRN 224359
- CF30 Customer (13 Feb 2012 to 22 Jun 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.