Manulife Investment Management (Europe) Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Manulife Investment Management (Europe) LimitedOne London WallLondonEC2Y 5EAUNITED KINGDOM- Phone
- +442072012484
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Complaints Contact
Manulife Investment Management (Europe) LimitedOne London WallLondonCity Of LondonEC2Y 5EAUNITED KINGDOM- Phone
- +442072012484
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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David Walsh
IRN DXW01860
- CF30 Customer (14 Aug 2013 to 18 May 2015)
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Douglas McGraw
IRN DXM01857
- CF30 Customer (20 Mar 2013 to 7 Aug 2013)
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Edward Andrew Karslake Ritchie
IRN EAR01045
- [FCA CF] Client dealing (since 9 Nov 2023)
- CF30 Customer (13 Feb 2012 to 28 Feb 2019)
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Endre Gaski Pedersen
IRN EGP01008
- SMF3 Executive Director (19 Mar 2024 to 26 Jan 2026)
- [FCA CF] Material risk taker (1 Jan 2022 to 19 Mar 2024)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Mar 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2026)
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Felicity Anne Mary Smith
IRN FAS01008
- [FCA CF] Client dealing (since 29 May 2020)
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Fergus McCarrick
IRN FXM01519
- CF30 Customer (14 Mar 2018 to 31 May 2019)
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Georgios Constantinides
IRN GXC01645
- CF30 Customer (4 May 2010 to 8 Dec 2019)
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Grant Gordon Stuart Peterkin
IRN GGP01015
- CF30 Customer (14 Jun 2017 to 8 Dec 2019)
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Gregor Rapprich
IRN GXR01171
- CF30 Customer (1 Nov 2007 to 12 Jan 2012)
- CF27 Investment Management (1 Feb 2007 to 31 Oct 2007)
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James Alexander Stanley Barnett
IRN JXB00841
- [FCA CF] Client dealing (20 Aug 2021 to 4 Oct 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.