Date authorised
1 April 2013
Companies House
03418585
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071441000
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jennifer Bernadette Levesley

    IRN JBL01016

    • CF27 Investment Management (1 Jul 2002 to 30 Jun 2003)
  • John James White

    IRN JJW01039

    • CF30 Customer (12 May 2009 to 3 Feb 2014)
  • John Spencer Morton

    IRN JSM01156

    • CF1 Director (22 Apr 2013 to 1 Aug 2019)
    • CF10 Compliance Oversight (10 Feb 2003 to 3 Apr 2009)
  • John Stephen Ions

    IRN JSI01004

    • CF3 Chief Executive (16 May 2002 to 31 Oct 2003)
    • CF8 Apportionment and Oversight (16 May 2002 to 12 Aug 2003)
    • CF1 Director (1 Dec 2001 to 31 Oct 2003)
  • John William Richards

    IRN JWR01032

    • CF3 Chief Executive (14 Jun 2005 to 13 Oct 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Jun 2002 to 7 Nov 2002)
    • CF27 Investment Management (1 Dec 2001 to 23 Mar 2007)
    • CF1 Director (1 Dec 2001 to 21 May 2002)
  • Jonathan Anthony Day

    IRN JAD01139

    • CF27 Investment Management (4 Feb 2004 to 14 Sep 2006)
  • Jonathan Edward Francis Eliot

    IRN JEE01019

    • CF28 Systems and controls (18 Apr 2011 to 31 Dec 2016)
  • Jonathan Edward Hugh Sorrell

    IRN JXS01623

    • CF28 Systems and controls (18 Jun 2012 to 26 Oct 2017)
    • CF1 Director (18 Jun 2012 to 13 Sep 2019)
  • Jonathan Greig

    IRN JXG01396

    • CF27 Investment Management (1 Dec 2001 to 23 Jul 2003)
  • Jonathan Mark Goodman

    IRN JMG01198

    • CF30 Customer (1 Nov 2007 to 22 Dec 2010)
    • CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.