Date authorised
1 April 2013
Companies House
03418585
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071441000
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julie Fountain

    IRN JXF00549

    • Director of firm who is not a certification employee or a SMF manager (since 7 Sep 2023)
  • Julien Damien David Jarmoszko

    IRN JDJ01032

    • CF30 Customer (15 Nov 2007 to 5 Jun 2009)
  • Karen Gabay

    IRN KXG01105

    • CF21 Investment Adviser (12 Sep 2006 to 31 May 2007)
  • Karen Myriah Agnes Andren

    IRN KMV01002

    • CF28 Systems and controls (1 Nov 2007 to 23 Apr 2008)
    • CF14 Risk Assessment (13 Sep 2004 to 31 Oct 2007)
    • CF15 Internal Audit (13 Sep 2004 to 31 Oct 2007)
  • Karim Abdel-Motaal

    IRN KXA01080

    • CF30 Customer (12 May 2009 to 31 Jan 2013)
  • Karine Seguin

    IRN KXS01189

    • CF21 Investment Adviser (20 Feb 2006 to 31 May 2007)
  • Katharine Mary Barker

    IRN KMB01118

    • CF2 Non Executive Director (25 Jan 2017 to 8 Dec 2019)
  • Katherine Elizabeth Squire

    IRN KES01065

    • SMF3 Executive Director (since 2 Oct 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Oct 2025)
    • CF10 Compliance Oversight (26 Sep 2016 to 8 Dec 2019)
  • Keith Edward Percy

    IRN KEP01007

    • CF29 Significant management (22 May 2008 to 31 Dec 2010)
    • CF8 Apportionment and Oversight (12 Aug 2003 to 21 May 2008)
    • CF1 Director (12 Aug 2003 to 7 Jun 2005)
  • Ken Kangda Wren

    IRN KKW01006

    • CF30 Customer (1 Nov 2007 to 9 Oct 2014)
    • CF27 Investment Management (10 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.