Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (22 Nov 2011 to 16 May 2014)
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- CF2 Non Executive Director (22 Nov 2011 to 16 May 2014)
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- CF2 Non Executive Director (22 Nov 2011 to 16 May 2014)
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- CF2 Non Executive Director (22 Nov 2011 to 16 May 2014)
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- CF2 Non Executive Director (22 Nov 2011 to 16 May 2014)
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- CF30 Customer (10 May 2011 to 10 Nov 2011)
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- CF29 Significant management (22 May 2008 to 31 Dec 2010)
- CF30 Customer (1 Nov 2007 to 31 Dec 2010)
- CF1 Director (12 Aug 2003 to 7 Jun 2005)
- CF8 Apportionment and Oversight (12 Aug 2003 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (31 May 2002 to 30 Jul 2003)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF3 Chief Executive (1 Dec 2001 to 16 May 2002)
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- CF29 Significant management (22 May 2008 to 31 Dec 2010)
- CF1 Director (12 Aug 2003 to 7 Jun 2005)
- CF8 Apportionment and Oversight (12 Aug 2003 to 21 May 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.