Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Feb 2022)
    • [FCA CF] Client dealing (since 23 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (15 Apr 2016 to 8 Dec 2019)
    • CF3 Chief Executive (15 Apr 2016 to 8 Dec 2019)
    • CF30 Customer (15 Apr 2016 to 8 Dec 2019)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF30 Customer (12 May 2009 to 3 Feb 2014)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF30 Customer (12 May 2009 to 3 Feb 2014)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (1 Nov 2007 to 3 Feb 2014)
    • CF26 Customer Trading (9 Mar 2004 to 13 Oct 2006)
    • CF21 Investment Adviser (9 Mar 2004 to 13 Oct 2006)
    • CF27 Investment Management (9 Mar 2004 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 29 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.