Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (20 Jan 2021 to 22 May 2025)
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- [FCA CF] Manager of certification employee (7 Mar 2020 to 28 Aug 2020)
- [FCA CF] Client dealing (7 Mar 2020 to 28 Aug 2020)
- [FCA CF] Material risk taker (7 Mar 2020 to 28 Aug 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (18 Dec 2006 to 31 Oct 2007)
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- CF27 Investment Management (4 Feb 2004 to 14 Sep 2006)
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- CF27 Investment Management (4 Feb 2004 to 14 Sep 2006)
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- CF27 Investment Management (1 Dec 2001 to 10 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.