Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- SMF1 Chief Executive (since 14 Aug 2025)
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- [FCA CF] Material risk taker (1 Jan 2022 to 10 Dec 2024)
- SMF27 Partner (8 Jun 2020 to 30 Jun 2025)
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- CF1 Director (9 Nov 2017 to 13 Sep 2019)
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- CF4 Partner (15 Mar 2013 to 13 Sep 2019)
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- CF28 Systems and controls (18 Jun 2012 to 26 Oct 2017)
- CF1 Director (18 Jun 2012 to 13 Sep 2019)
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- CF1 Director (18 Jun 2012 to 13 Sep 2019)
- CF28 Systems and controls (18 Jun 2012 to 26 Oct 2017)
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- CF1 Director (18 Jun 2012 to 13 Sep 2019)
- CF28 Systems and controls (18 Jun 2012 to 26 Oct 2017)
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- CF29 Significant management (9 Jul 2008 to 4 Jun 2009)
- CF30 Customer (1 Nov 2007 to 4 Jun 2009)
- CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.