Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF3 Chief Executive (14 Jun 2005 to 13 Oct 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (11 Jun 2002 to 7 Nov 2002)
- CF1 Director (1 Dec 2001 to 21 May 2002)
- CF27 Investment Management (1 Dec 2001 to 23 Mar 2007)
-
- CF3 Chief Executive (7 Aug 2003 to 13 Oct 2006)
- CF1 Director (18 Nov 2002 to 13 Oct 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (11 Jun 2002 to 7 Nov 2002)
- CF27 Investment Management (1 Dec 2001 to 23 Mar 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 21 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.