Man Fund Management UK Limited

Date authorised
1 April 2013
Companies House
03418585
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071441000
    Web
    https://www.man.com

  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Rosalyn Pohlinger

    IRN SRP01036

    • CF29 Significant management (1 Nov 2007 to 5 Jun 2009)
    • CF30 Customer (1 Nov 2007 to 5 Jun 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Oct 2007 to 31 Oct 2007)
    • CF1 Director (20 Nov 2006 to 4 Oct 2007)
    • CF27 Investment Management (25 Aug 2006 to 31 Oct 2007)
  • Sean Patrick Taylor

    IRN SPT01033

    • CF16 Significant Mgt (Desgntd Investment Business) (3 Sep 2003 to 4 Nov 2003)
  • Shanta Puchtler

    IRN SXP00172

    • SMF3 Executive Director (3 Feb 2021 to 1 Sep 2022)
    • [FCA CF] Manager of certification employee (19 Nov 2020 to 21 Apr 2021)
  • Simon Edward Filby

    IRN SEF01035

    • CF29 Significant management (1 Nov 2007 to 5 Jun 2009)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
  • Simon Peter White

    IRN SPW01060

    • CF1 Director (15 Apr 2013 to 11 Dec 2014)
    • CF10a CASS Oversight function (25 Feb 2013 to 20 Nov 2014)
    • CF28 Systems and controls (15 Oct 2012 to 20 Nov 2014)
  • Simon Richard Tyrrell

    IRN SRT01087

    • SMF16 Compliance Oversight (since 2 Oct 2025)
  • Sophie Christine Carter

    IRN SCC01037

    • CF27 Investment Management (1 Dec 2001 to 10 May 2006)
  • Stephen John Harker

    IRN SJH01305

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Apr 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Apr 2021)
    • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
    • CF27 Investment Management (27 Jun 2002 to 31 Oct 2007)
  • Stephen Luke Ellis

    IRN SLE01013

    • [FCA CF] Manager of certification employee (15 Oct 2020 to 1 Sep 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Dec 2019)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
    • CF28 Systems and controls (21 Mar 2013 to 26 Oct 2017)
  • Stephen Peirce

    IRN SXP01174

    • CF27 Investment Management (1 Dec 2001 to 26 Jun 2005)
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Recent activity

Updates to this firm's record on the FCA register.

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