Date authorised
1 April 2013
Companies House
03418585
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071441000
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen William Harget

    IRN SWH01073

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Jun 2019 to 8 Dec 2019)
  • Takouhi Agop Tchertchian

    IRN TAT01007

    • CF27 Investment Management (1 Dec 2001 to 8 Sep 2006)
  • Tania Inge Maria Cruickshank

    IRN TIC01010

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (30 Jul 2019 to 8 Dec 2019)
  • Tessa Elizabeth Kohn-Speyer

    IRN TEK01003

    • CF29 Significant management (1 Nov 2007 to 17 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 17 Mar 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Oct 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)
  • Theunis Ian Boyd Johnston

    IRN TIJ01000

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2024)
    • CF28 Systems and controls (20 Mar 2013 to 8 Dec 2019)
  • Timothy Cameron Rainsford

    IRN TCR01039

    • CF28 Systems and controls (25 Apr 2013 to 11 Aug 2016)
  • Timothy Sebastian Short

    IRN TSS01012

    • CF27 Investment Management (18 Jun 2002 to 31 Mar 2006)
  • Vanessa Balshaw

    IRN VXB14719

    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 4 Oct 2021)
    • CF1 Director (25 Jul 2019 to 8 Dec 2019)
  • Victoria Alice Parry

    IRN VAP01011

    • CF1 Director (11 May 2009 to 30 Apr 2013)
  • Vincent Nicolas Jacques Cornil Lauwick

    IRN VNL01000

    • CF21 Investment Adviser (16 May 2006 to 31 May 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.