Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GAM London Limited
FRN 122330
- [FCA CF] Client dealing (since 1 Feb 2026)
- [FCA CF] Manager of certification employee (since 1 Feb 2026)
- [FCA CF] Material risk taker (since 1 Feb 2026)
- [FCA CF] Significant management (since 1 Feb 2026)
- CF1 Director (27 Feb 2017 to 30 Oct 2019)
- CF30 Customer (27 Feb 2017 to 8 Dec 2019)
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GAM INTERNATIONAL MANAGEMENT LIMITED
FRN 122331
- [FCA CF] Material risk taker (since 1 Feb 2026)
- CF1 Director (20 Sep 2019 to 30 Oct 2019)
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- CF30 Customer (6 Apr 2016 to 11 Aug 2016)
- CF28 Systems and controls (25 Apr 2013 to 11 Aug 2016)
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- CF4 Partner (2 Jul 2014 to 11 Aug 2016)
- CF28 Systems and controls (25 Apr 2013 to 11 Aug 2016)
- CF30 Customer (15 Mar 2013 to 11 Aug 2016)
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- CF28 Systems and controls (25 Apr 2013 to 11 Aug 2016)
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- CF28 Systems and controls (25 Apr 2013 to 11 Aug 2016)
- CF30 Customer (22 Dec 2011 to 11 Aug 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.