Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Dimensional Fund Advisors Ltd.
FRN 150100
- Director of firm who is not a certification employee or a SMF manager (since 19 Apr 2022)
- CF2 Non Executive Director (30 Sep 2019 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (9 Dec 2019 to 2 Jan 2026)
- CF2 Non Executive Director (12 Apr 2017 to 8 Dec 2019)
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- CF29 Significant management (8 Dec 2009 to 30 Apr 2013)
- CF11 Money Laundering Reporting (5 Sep 2008 to 20 Feb 2009)
- CF10 Compliance Oversight (1 Dec 2001 to 15 Dec 2005)
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- CF1 Director (11 May 2009 to 30 Apr 2013)
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- CF1 Director (11 May 2009 to 30 Apr 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.