Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 19 Apr 2022)
    • CF2 Non Executive Director (30 Sep 2019 to 8 Dec 2019)
  • STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)

    FRN 154639

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 2 Jan 2026)
    • CF2 Non Executive Director (12 Apr 2017 to 8 Dec 2019)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF29 Significant management (8 Dec 2009 to 30 Apr 2013)
    • CF11 Money Laundering Reporting (5 Sep 2008 to 20 Feb 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 15 Dec 2005)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF1 Director (11 May 2009 to 30 Apr 2013)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF1 Director (11 May 2009 to 30 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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