Stephen Luke Ellis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • [FCA CF] Manager of certification employee (15 Oct 2020 to 1 Sep 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Dec 2019)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
    • CF1 Director (18 Dec 2015 to 28 May 2019)
    • CF28 Systems and controls (21 Mar 2013 to 26 Oct 2017)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • [FCA CF] Manager of certification employee (15 Oct 2020 to 1 Sep 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Dec 2019)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
    • CF28 Systems and controls (21 Mar 2013 to 26 Oct 2017)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • [FCA CF] Manager of certification employee (15 Oct 2020 to 1 Sep 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Dec 2019)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
    • CF28 Systems and controls (21 Mar 2013 to 26 Oct 2017)
    • CF30 Customer (20 Sep 2010 to 26 Oct 2017)
  • AHL Partners LLP (no longer approved here)

    FRN 593791

    • [FCA CF] Manager of certification employee (15 Oct 2020 to 1 Sep 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Dec 2019)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
  • Man Global Private Markets (UK) Limited (no longer approved here)

    FRN 646952

    • [FCA CF] Manager of certification employee (15 Oct 2020 to 1 Sep 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 14 Oct 2020)
    • CF3 Chief Executive (5 Dec 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.