Sean Patrick Taylor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DWS Alternatives Global Limited (no longer approved here)
FRN 458997
- CF30 Customer (24 Apr 2014 to 17 May 2018)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- CF30 Customer (25 Oct 2013 to 17 May 2018)
GAM INTERNATIONAL MANAGEMENT LIMITED (no longer approved here)
FRN 122331
- CF30 Customer (1 Nov 2007 to 3 May 2011)
- CF27 Investment Management (26 Jan 2004 to 31 Oct 2007)
GAM London Limited (no longer approved here)
FRN 122330
- CF27 Investment Management (26 Jan 2004 to 12 Dec 2006)
Man Solutions Limited (no longer approved here)
FRN 185637
- CF16 Significant Mgt (Desgntd Investment Business) (3 Sep 2003 to 4 Nov 2003)
- CF27 Investment Management (24 Jan 2002 to 4 Nov 2003)
Man Fund Management UK Limited (no longer approved here)
FRN 185916
- CF16 Significant Mgt (Desgntd Investment Business) (3 Sep 2003 to 4 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.