Stephen John Harker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Apr 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Apr 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Apr 2021)
    • CF30 Customer (4 Jul 2019 to 8 Dec 2019)
    • CF27 Investment Management (27 Jun 2002 to 31 Oct 2007)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Apr 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Apr 2021)
    • CF30 Customer (11 Nov 2009 to 8 Dec 2019)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF30 Customer (1 Nov 2007 to 3 Apr 2018)
    • CF27 Investment Management (27 Jun 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.