Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (15 May 2009 to 5 Jun 2009)
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- CF30 Customer (1 Nov 2007 to 5 Jun 2009)
- CF29 Significant management (1 Nov 2007 to 5 Jun 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (4 Oct 2007 to 31 Oct 2007)
- CF1 Director (20 Nov 2006 to 4 Oct 2007)
- CF27 Investment Management (21 Jan 2002 to 28 Nov 2003)
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- CF29 Significant management (1 Nov 2007 to 5 Jun 2009)
- CF30 Customer (1 Nov 2007 to 5 Jun 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (4 Oct 2007 to 31 Oct 2007)
- CF1 Director (20 Nov 2006 to 4 Oct 2007)
- CF27 Investment Management (25 Aug 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.