Date authorised
1 April 2013
Companies House
03418585
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071441000
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard John Wells Phillips

    IRN RJP01102

    • CF30 Customer (1 Nov 2007 to 15 Sep 2017)
    • CF29 Significant management (1 Nov 2007 to 4 Apr 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Oct 2007 to 31 Oct 2007)
    • CF1 Director (25 Jan 2007 to 4 Oct 2007)
    • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
  • Robert Austin Guest

    IRN RAG01047

    • CF1 Director (1 Dec 2001 to 23 Jan 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Jan 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 23 Jan 2003)
  • Robert Zachary Brooke

    IRN RZB01001

    • CF30 Customer (1 Nov 2007 to 29 Jul 2009)
    • CF21 Investment Adviser (24 Jan 2006 to 31 Oct 2007)
  • Rowan Logan

    IRN RXL01423

    • CF30 Customer (4 Sep 2009 to 14 Mar 2012)
  • Rufus Andrew Douglas Warner

    IRN RAW01074

    • CF1 Director (1 Dec 2001 to 25 Jul 2003)
  • Ryan Marshall Dodd

    IRN RMD01111

    • CF30 Customer (7 Jul 2011 to 31 Dec 2011)
  • Saker Anwar Nusseibeh

    IRN SAN01016

    • CF1 Director (7 Aug 2003 to 11 Jul 2005)
    • CF27 Investment Management (27 Jun 2002 to 31 Jul 2005)
  • Samuel George Mercer Nairne

    IRN SGM01047

    • CF27 Investment Management (1 Dec 2001 to 23 Jul 2003)
  • Sandrine Noelle Georgette Kayser-Meunier

    IRN SXK01144

    • CF27 Investment Management (27 Jun 2002 to 31 Aug 2005)
  • Sandy Campbell Rattray

    IRN SCR01060

    • SMF3 Executive Director (9 Dec 2019 to 4 Feb 2021)
    • CF1 Director (25 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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