Richard John Wells Phillips

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Dec 2024)
    • CF29 Significant management (1 Nov 2007 to 4 Apr 2009)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (25 Jan 2007 to 4 Oct 2007)
    • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Mar 2004 to 21 Sep 2004)
  • AHL Partners LLP (no longer approved here)

    FRN 593791

    • CF30 Customer (25 Mar 2013 to 15 Sep 2017)
    • CF4 Partner (25 Mar 2013 to 4 Aug 2014)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF30 Customer (1 Nov 2007 to 15 Sep 2017)
    • CF29 Significant management (1 Nov 2007 to 4 Apr 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Oct 2007 to 31 Oct 2007)
    • CF1 Director (25 Jan 2007 to 4 Oct 2007)
    • CF21 Investment Adviser (23 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.