Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (25 Feb 2021 to 4 Oct 2021)
- SMF27 Partner (9 Dec 2019 to 4 Feb 2021)
- CF4 Partner (25 Nov 2019 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 3 Dec 2019)
- CF27 Investment Management (22 May 2007 to 31 Oct 2007)
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- [FCA CF] Client dealing (20 Feb 2020 to 4 Oct 2021)
- SMF3 Executive Director (9 Dec 2019 to 4 Feb 2021)
- CF1 Director (21 Aug 2019 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 4 Feb 2021)
- CF1 Director (25 Nov 2019 to 8 Dec 2019)
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- SMF27 Partner (9 Dec 2019 to 1 Oct 2021)
- CF30 Customer (27 Mar 2013 to 3 Dec 2019)
- CF4 Partner (27 Mar 2013 to 11 Dec 2017)
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- SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
- CF1 Director (25 Nov 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.