Robert Austin Guest

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Park Vale Capital Limited

    FRN 588604

    • [FCA CF] Client dealing (since 26 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (6 Dec 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Dec 2012 to 8 Dec 2019)
    • CF30 Customer (6 Dec 2012 to 8 Dec 2019)
    • CF1 Director (6 Dec 2012 to 8 Dec 2019)
  • QRG BROKERS LIMITED (no longer approved here)

    FRN 309576

    • SMF16 Compliance Oversight (27 Aug 2024 to 9 Feb 2026)
    • SMF3 Executive Director (27 Aug 2024 to 9 Feb 2026)
  • Bramdean Asset Management LLP (no longer approved here)

    FRN 410624

    • CF4 Partner (17 Dec 2004 to 10 Aug 2006)
    • CF11 Money Laundering Reporting (17 Dec 2004 to 10 Aug 2006)
  • Man Solutions Limited (no longer approved here)

    FRN 185637

    • CF1 Director (1 Dec 2001 to 23 Jan 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Jan 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 23 Jan 2003)
  • Man Fund Management UK Limited (no longer approved here)

    FRN 185916

    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Jan 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 23 Jan 2003)
    • CF1 Director (1 Dec 2001 to 23 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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